CHARLOTTE, N.C. - Maynard Nexsen, a full-service law firm with 24 offices across the United States, is pleased to welcome Jonathan Prytherch as Of Counsel in the Firm’s Financial Services practice group. His practice focuses on regulatory defense, counseling, and investigations for securities broker-dealers and their registered representatives.
Jonathan brings over 20 years of securities regulatory experience, previously serving as a FINRA Enforcement attorney and in-house counsel at a large independent model securities broker-dealer. While at FINRA, Jonathan supported work across the regulatory spectrum, including sales-practice, supervision, record-keeping, operations and anti-money laundering. He also brought disciplinary actions against member firms and their associated persons through negotiated settlements and litigated proceedings.
Jonathan uses that experience to support defense strategy and response, risk mitigation and internal investigations. He counsels clients on regulatory responses, investigative testimony defense and regulatory requirements for compliance controls and reviews.
“We are thrilled to welcome Jonathan to the Financial Services practice group," said Carole Miller, Co-Chair of Maynard Nexsen’s Financial Services practice group. "His FINRA and regulatory background and expertise will be an invaluable resource for our clients."
Licensed in New Jersey, New York and North Carolina, Jonathan expands the group’s capabilities along the East Coast.
Jonathan holds a J.D. from Brooklyn Law School.